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Compliance snapshots

A compliance snapshot is a point-in-time capture of your organisation's full compliance posture, used for audit preparation and demonstrating improvement over time.

Written by Harrison Kennedy

A compliance snapshot is a point-in-time capture of your organisation's full compliance posture, used for audit preparation and demonstrating improvement over time.

(Confirm internally: the exact UI surface for taking and viewing compliance snapshots has not been validated. The capability pack describes the feature; the in-product surface is pending confirmation.)

  • Snapshot captures every framework's progress, every control's status, and every evidence item's state at a single moment

  • Snapshots are retained so you can compare current posture to a historical baseline

  • Use snapshots before audits, after major framework activations, or at fixed intervals (annually, biannually)

  • Compare two snapshots side by side to demonstrate progress


Why snapshots matter

A snapshot is the closest equivalent in ReFresh to a "save state" of your compliance posture. Use cases include:

  • Audit prep: capture posture immediately before an external audit so the audit's reference point is stable

  • Improvement evidence: show the board how posture has improved between two snapshots

  • Regulatory inspection: provide a point-in-time view that matches a specific date in question

  • Year-end close: lock the year-end position for governance archiving


What a snapshot captures

A snapshot includes:

  • Framework activation states and progress percentages

  • Every control's status, owner, evidence count, and effectiveness rating

  • Every document's and policy's expiry, version, and sign-off status

  • Risk register state including assessment statuses and ratings

  • Open incidents and investigations counts

  • Outstanding tasks

Snapshots do not include the underlying transactional history (use the audit trail for that, article 6.11).


Comparing snapshots

Side-by-side snapshot comparison shows:

  • What has improved (lifted from Needs Evidence to Complete, or from Partially Effective to Effective)

  • What has regressed (lifted from Complete back to Needs Evidence after a renewal)

  • New items added in the period

  • Items removed or archived in the period


Related articles

  • The Quarterly Board Report (6.6)

  • Compiling an evidence pack for a regulator inspection (6.10)

  • Using the audit trail (6.11)

  • Audit management (6.9)

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